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TR-1: Notifications of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Tanfield Group Plc |
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2. Reason for notification (yes/no) |
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An acquisition or disposal of voting rights |
yes |
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An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An event changing the breakdown of voting rights |
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Other (please specify):______________ |
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3. Full name of person(s) subject to notification obligation: |
Winterflood Securities Limited |
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4. Full name of shareholder(s) (if different from 3): |
See above |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
16th September 2010 |
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6. Date on which issuer notified: |
17th September 2010 |
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7. Threshold(s) that is/are crossed or reached: |
Below 10% threshold. Notification of threshold from 10.06% to below 10% (we have a 10% notification exemption as we are a registered market maker) |
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8: Notified Details |
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A: Voting rights attached to shares
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Class/type of shares If possible use ISIN code
GB00BOLFRQ80 |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction |
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Number of shares
7,423,591 |
Number of voting rights 7,423,591 |
Number of shares
6,970,266 |
Number of voting rights 6,970,266 |
Percentage of voting rights 9.41% |
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Direct |
Indirect |
Direct |
Indirect |
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B: Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
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Total (A+B)
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Number of voting rights |
Percentage of voting rights |
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6,970,266 |
9.41% |
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9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
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N/A |
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Proxy Voting:
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10. Name of proxy holder:
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11. Number of voting rights proxy holder will cease to hold:
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12. Date on which proxy holder will cease to hold voting rights:
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13. Additional information:
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W are a registered market maker, and this holding is our dealing position, and is not a proprietary trading position.
A recent trade had caused to breach the 10% disclosure limit, and has now gone back below 10% |
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14 Contact name:
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Kelly Madeley |
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15. Contact telephone name:
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020 3100 0348 |
For notes on how to complete form TR-1 please see the FSA website.