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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
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1. Identity of the issuer or the underlying issuer |
Tanfield Group plc |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights |
X |
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An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
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An event changing the breakdown of voting rights |
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Other (please specify): |
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3. Full name of person(s) subject to the notification obligation: |
Prudential plc group of companies |
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4. Full name of shareholder(s) (if different from 3.): |
Please see below |
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5. Date of the transaction and date on which the threshold is crossed or reached: |
08 September 2010 |
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6. Date on which issuer notified: |
09 September 2010 |
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7. Threshold(s) that is/are crossed or reached: |
14% - 13% |
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Full name of shareholders:
Percentage holdings are calculated using 74,077,218 Total Voting Rights
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Registered Holder |
Holding |
Voting Rights |
% Voting Rights |
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Prudential plc |
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10,154,020 |
13.70 |
Total Notifiable Interest |
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Pruclt HSBC GIS Nom(UK) PPL AC |
1,179,441 |
1,179,441 |
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Nortrust Noms Ltd A/C PUR01 |
1,110,087 |
1,110,087 |
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Nortrust Noms Ltd |
21,897 |
21,897 |
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Nortrust Noms Ltd A/C PUF01 |
68,793 |
68,793 |
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Pruclt HSBC Nom(UK) Pac AC |
1,389,445 |
1,389,445 |
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Nortrust Noms Ltd A/C PUI01 |
5,661 |
5,661 |
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Nortrust Nominee Ltd. A/C MKK01 |
6,378,696 |
6,378,696 |
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M&G Group Limited |
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10,154,020 |
13.70 |
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Pruclt HSBC GIS Nom(UK) PPL AC |
1,179,441 |
1,179,441 |
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Nortrust Noms Ltd A/C PUR01 |
1,110,087 |
1,110,087 |
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Nortrust Noms Ltd |
21,897 |
21,897 |
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Nortrust Noms Ltd A/C PUF01 |
68,793 |
68,793 |
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Pruclt HSBC GIS Nom(UK) PAC AC |
1,389,445 |
1,389,445 |
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Nortrust Noms Ltd A/C PUI01 |
5,661 |
5,661 |
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Nortrust Nominee Ltd A/C MKK01 |
6,378,696 |
6,378,696 |
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M&G Investment Management Limited |
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10,154,020 |
13.70 |
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Pruclt HSBC GIS Nom(UK) PPL AC |
1,179,441 |
1,179,441 |
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Nortrust Noms Ltd A/C PUR01 |
1,110,087 |
1,110,087 |
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Nortrust Noms Ltd |
21,897 |
21,897 |
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Nortrust Noms Ltd A/C PUF01 |
68,793 |
68,793 |
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Pruclt HSBC GIS Nom(UK) PAC AC |
1,389,445 |
1,389,445 |
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Nortrust Noms Ltd A/C PUI01 |
5,661 |
5,661 |
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Nortrust Nominee Ltd A/C MKK01 |
6,378,696 |
6,378,696 |
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M&G Limited |
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10,154,020 |
13.70 |
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Pruclt HSBC GIS Nom(UK) PPL AC |
1,179,441 |
1,179,441 |
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Nortrust Noms Ltd A/C PUR01 |
1,110,087 |
1,110,087 |
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Nortrust Noms Ltd |
21,897 |
21,897 |
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Nortrust Noms Ltd A/C PUF01 |
68,793 |
68,793 |
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Pruclt HSBC GIS Nom(UK) PAC AC |
1,389,445 |
1,389,445 |
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Nortrust Noms Ltd A/C PUI01 |
5,661 |
5,661 |
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Nortrust Nominee Ltd A/C MKK01 |
6,378,696 |
6,378,696 |
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M&G Securities Limtied |
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6,378,696 |
8.61 |
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Nortrust Nominee Ltd A/C MKK01 |
6,378,696 |
6,378,696 |
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The Prudential Assurance Company Limited |
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2,568,886 |
3.46 |
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PRUCLT HSBC GIS NOM(UK) PPL AC |
1,179,441 |
1,179,441 |
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PRUCLT HSBC GIS NOM(UK) PAC AC |
1,389,445 |
1,389,445 |
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8. Notified details: |
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A: Voting rights attached to shares |
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Class/type of
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Situation previous |
Resulting situation after the triggering transaction |
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Number |
Number |
Number |
Number of voting |
% of voting rights |
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Direct |
Direct |
Indirect |
Direct |
Indirect |
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GB00B4QHFM95 |
10,404,020 |
10,404,020 |
10,154,020 |
10,154,020 |
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13.70% |
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial |
Expiration |
Exercise/ |
Number of voting |
% of voting |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instrumentsi |
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Resulting situation after the triggering transaction |
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Type of financial |
Exercise price |
Expiration datei |
Exercise/ |
Number of voting rights instrument refers to |
% of voting rights
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Nominal |
Delta |
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights |
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10,154,020 |
13.70% |
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9. Chain of controlled undertakings through which the voting rights and/or the |
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Prudential plc (parent Company) M&G Group Limited (wholly owned subsidiary of Prudential plc) M&G Limited (wholly owned subsidiary of M&G Group Limited) M&G Investment Management Limited (wholly owned subsidiary of M&G Limited) M&G Securities Limited (wholly owned subsidiary of M&G Limited) The Prudential Assurance Company Limited (wholly owned subsidiary of Prudential plc)
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Proxy Voting: |
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10. Name of the proxy holder: |
N/A |
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11. Number of voting rights proxy holder will cease to hold: |
N/A |
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12. Date on which proxy holder will cease to hold voting rights: |
N/A |
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13. Additional information: |
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14. Contact name: |
Ryan Dowling / Mark Thomas M&G Investment Management Limited |
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15. Contact telephone number: |
020 7548 2979 / 020 7548 3266 |